Prospect Capital
✦ Quant Ownership Signal how this is computed
- The number of reporting institutions increased by 1 in the most recent period (2026/Q3).
- Total institutional ownership fell 0.8 percentage points.
Institutional ownership
- Held by institutions
- 17.29% -0.85pp
- Institutions
- 221 +1
- As of
- 2026/Q3 vs. prior period
Ownership vs. money flow
DivergingInstitutions trimmed shares last reporting period, and the stock has seen net inflows in main-fund flow over the last 20 trading sessions - the two are pointing in different directions.
Institutional ownership changes are reported quarterly with a lag; fund-flow data is daily. Treat this as a directional cross-check, not a precise timing signal.
Holder types
Top holders as of 2026-09-21
Bar length is relative to the largest holder shown here, not to 100% of the company.
Insiders
50 filings tracked · 50 buys · 0 sells
| Name | Role | Stake |
|---|---|---|
| John Barry | Chairperson & CEO | 25.23% |
| Michael Eliasek | President | 0.65% |
| Kristin Lea Dask | CFO, Treasurer, Secretary & Chief Compliance Officer | 0.03% |
| William Gremp | Independent Director | 0.02% |
| Eugene Stark | Independent Director | 0.01% |
Insider transactions most recent Form 4 filings
| Date | Name | Role | Type | Shares | Price |
|---|---|---|---|---|---|
| 2026-09-03 | John Barry | Chairperson & CEO | Open Market Acquisition | +1,217,105 | $2.24 |
| 2026-06-22 | John Barry | Chairperson & CEO | Open Market Acquisition | +1,067,648 | $2.27–2.27 |
| 2026-06-21 | John Barry | Chairperson & CEO | Open Market Acquisition | +1,000,000 | $2.25 |
| 2026-05-25 | John Barry | Chairperson & CEO | Open Market Acquisition | +433,000 | $2.32–2.33 |
| 2026-05-21 | John Barry | Chairperson & CEO | Open Market Acquisition | +232,000 | $2.29–2.33 |
| 2026-05-20 | John Barry | Chairperson & CEO | Open Market Acquisition | +200,000 | $2.24–2.28 |
| 2026-02-10 | Michael Eliasek | President | Open Market Acquisition | +942,800 | $2.92 |
| 2025-09-24 | John Barry | Chairperson & CEO | Open Market Acquisition | +925,000 | $2.72 |
| 2025-09-24 | Michael Eliasek | President | Open Market Acquisition | +370,000 | $2.71 |
| 2025-09-23 | John Barry | Chairperson & CEO | Open Market Acquisition | +741,158 | $2.62 |
| 2025-09-22 | John Barry | Chairperson & CEO | Open Market Acquisition | +384,000 | $2.66 |
| 2025-09-21 | John Barry | Chairperson & CEO | Open Market Acquisition | +374,500 | $2.66 |
| 2025-09-16 | Eugene Stark | Independent Director | Open Market Acquisition | +2,500 | $2.79 |
| 2025-06-22 | John Barry | Chairperson & CEO | Open Market Acquisition | +319,000 | $3.16 |
| 2025-06-19 | John Barry | Chairperson & CEO | Open Market Acquisition | +623,300 | $3.19 |
| 2025-03-23 | John Barry | Chairperson & CEO | Open Market Acquisition | +24,000 | $4.24 |
| 2025-03-20 | John Barry | Chairperson & CEO | Open Market Acquisition | +24,000 | $4.26 |
| 2025-03-19 | John Barry | Chairperson & CEO | Open Market Acquisition | +24,000 | $4.28 |
| 2025-03-18 | John Barry | Chairperson & CEO | Open Market Acquisition | +24,000 | $4.30 |
| 2025-03-17 | William Gremp | Independent Director | Open Market Acquisition | +19,100 | $4.29–4.30 |
Form 4 filings, most recent per company. "Other Derivative Acquisition" rows are mostly RSU/option vesting, not open-market buying - the Type column says which.
Quote time 2026-10-09 19:48:03 · For reference only, not investment advice and not tailored to your situation.
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