LPL Financial
LPLA
324.80
-7.59
-2.28%
LPL Financial
US · LPLA
#815 by market cap
Listed 1970
324.80
-7.59
-2.28%
Live - 5344 symbols - heartbeat 92s ago
· 2026-10-08 07:40
Pre-market
324.80
0.00%
After-hours
324.80
0.00%
- Market cap
- 25.58B
- P/E (TTM)i
- 26.03
- P/Bi
- 4.44
- EPSi
- 10.92
- Div yieldi
- 0.37%
- 52W posi
- 47%
Reader sentiment
Are you bullish or bearish on LPLA?
Anonymous reader poll. Unscientific, not investment advice.
✦ Quant Ownership Signal how this is computed
Accumulating
- The number of reporting institutions decreased by 2 in the most recent period (2026/Q3).
- Total institutional ownership rose 0.3 percentage points.
Institutional ownership
- Held by institutions
- 106.58% +0.32pp
- Institutions
- 917 -2
- As of
- 2026/Q3 vs. prior period
Ownership vs. money flow
DivergingInstitutions added shares last reporting period, and the stock has seen net outflows in main-fund flow over the last 20 trading sessions - the two are pointing in different directions.
Institutional ownership changes are reported quarterly with a lag; fund-flow data is daily. Treat this as a directional cross-check, not a precise timing signal.
Holder types
Mutual Fund77.58%
Hedge Fund16.10%
Public Company5.23%
Private Company2.27%
Government Pension Fund1.54%
Sovereign Wealth Fund1.39%
Insurance Company1.38%
Individual/Insider0.66%
Corporate Pension Plan0.57%
Top holders as of 2026-06-30
BlackRock
6.01% · 4.73M sh
Dodge & Cox
5.81% · 4.58M sh
Janus Henderson Group plc
5.33% · 4.20M sh
Vanguard Capital Management, LLC
5.24% · 4.12M sh
Boston Partners Global Investors, Inc.
5.09% · 4.00M sh
Vanguard Portfolio Management, LLC
4.87% · 3.83M sh
Principal Global Investors, LLC
3.41% · 2.69M sh
Samlyn Capital, LLC
3.06% · 2.41M sh
Capital Research
2.98% · 2.34M sh
State Street Global Advisors
2.46% · 1.93M sh
Bar length is relative to the largest holder shown here, not to 100% of the company.
Insiders
50 filings tracked · 32 buys · 18 sells
| Name | Role | Stake |
|---|---|---|
| James Putnam | Independent Non-Executive Chairperson | 0.17% |
| Dan Arnold | Chief Executive Officer | 0.15% |
| Richard Schifter | Independent Director | 0.06% |
| Edward Bernard | Independent Director | 0.05% |
| Anne Mulcahy | Independent Director | 0.05% |
| William Glavin | Independent Director | 0.03% |
| Richard Steinmeier | MD & Divisional President of Business Development | 0.03% |
| H. Eberhart | Independent Director | 0.02% |
| Greg Gates | MD and Chief Technology & Information Officer | 0.02% |
| Corey Thomas | Independent Director | 0.02% |
Insider transactions most recent Form 4 filings
| Date | Name | Role | Type | Shares | Price |
|---|---|---|---|---|---|
| 2026-09-10 | Katharine Reeping | Chief Accounting Officer | Open Market Disposition | -439 | $347.88 |
| 2026-09-04 | Emily Field | Group MD & Chief People Officer | Sale to Issuer | -106 | $359.33 |
| 2026-08-27 | Richard Schifter | Independent Director | Other Acquisition | +14 | -- |
| 2026-08-27 | Edward Bernard | Independent Director | Other Acquisition | +3 | -- |
| 2026-08-27 | William Glavin | Independent Director | Other Acquisition | +10 | -- |
| 2026-08-27 | H. Eberhart | Independent Director | Other Acquisition | +4 | -- |
| 2026-08-27 | James Putnam | Independent Non-Executive Chairperson | Other Acquisition | +7 | -- |
| 2026-08-27 | Corey Thomas | Independent Director | Other Acquisition | +4 | -- |
| 2026-08-27 | Allison Mnookin | Independent Director | Other Acquisition | +2 | -- |
| 2026-08-26 | Aneri Jambusaria | Managing Director of LPL Services Group | Automatic Disposition | -308 | $357.36 |
| 2026-08-19 | Greg Gates | MD and Chief Technology & Information Officer | Derivative Exercise and Sale | -4,119 | $77.53–355.38 |
| 2026-08-19 | Greg Gates | MD and Chief Technology & Information Officer | Derivative Exercise and Retained | +3,070 | $77.53 |
| 2026-08-02 | James Putnam | Independent Non-Executive Chairperson | Other Disposition | -2,000 | -- |
| 2026-07-30 | Matthew Enyedi | Managing Director of Client Success | Automatic Disposition | -1,000 | $351.06–355.51 |
| 2026-06-16 | Aneri Jambusaria | Managing Director of LPL Services Group | Automatic Disposition | -308 | $306.00 |
| 2026-06-11 | Marc Cohen | Managing Director of Business Strategy & Innovation | Sale to Issuer | -44 | $295.66 |
| 2026-06-11 | Greg Gates | MD and Chief Technology & Information Officer | Sale to Issuer | -232 | $295.66 |
| 2026-06-03 | Richard Schifter | Independent Director | Other Acquisition | +19 | -- |
| 2026-06-03 | Edward Bernard | Independent Director | Other Acquisition | +4 | -- |
| 2026-06-03 | William Glavin | Independent Director | Other Acquisition | +15 | -- |
Form 4 filings, most recent per company. "Other Derivative Acquisition" rows are mostly RSU/option vesting, not open-market buying - the Type column says which.
Quote time 2026-10-08 07:40:45 · For reference only, not investment advice and not tailored to your situation.