Caterpillar
CAT
730.19
+4.40
+0.61%
Caterpillar
US · CAT
#38 by market cap
Listed 1970
730.19
+4.40
+0.61%
Live - 5344 symbols - heartbeat 32s ago
· 2026-10-20 11:00
✦ Quant Ownership Signal how this is computed
Distributing
- The number of reporting institutions decreased by 15 in the most recent period (2026/Q3).
- Total institutional ownership (as a % of shares) was little changed.
Institutional ownership
- Held by institutions
- 73.27% +0.02pp
- Institutions
- 4,494 -15
- As of
- 2026/Q3 vs. prior period
Ownership vs. money flow
DivergingInstitutions added shares last reporting period, and the stock has seen net outflows in main-fund flow over the last 20 trading sessions - the two are pointing in different directions.
Institutional ownership changes are reported quarterly with a lag; fund-flow data is daily. Treat this as a directional cross-check, not a precise timing signal.
Holder types
Mutual Fund59.05%
Private Company4.98%
Public Company4.11%
Government Pension Fund1.91%
Foundation1.38%
Hedge Fund0.63%
Family Office/Trust0.47%
Insurance Company0.37%
Individual/Insider0.21%
Other26.87%
Top holders as of 2026-06-30
BlackRock
8.26% · 37.99M sh
State Street Global Advisors
7.48% · 34.39M sh
Vanguard Capital Management, LLC
7.12% · 32.72M sh
State Farm Mutual Automobile Insurance Company
3.16% · 14.51M sh
Vanguard Portfolio Management, LLC
2.62% · 12.03M sh
Other
71.36%
Geode Capital Management, LLC
2.43% · 11.18M sh
Fisher Investments
2.16% · 9.94M sh
Capital Research
1.49% · 6.83M sh
Bill & Melinda Gates Foundation Asset Trust
1.38% · 6.35M sh
T. Rowe Price Group, Inc.
1.34% · 6.17M sh
Bar length is relative to the largest holder shown here, not to 100% of the company.
Insiders
50 filings tracked · 33 buys · 13 sells
| Name | Role | Stake |
|---|---|---|
| D. Umpleby | Chairperson & CEO | 0.12% |
| Bob De Lange | Group President of Services, Distribution & Digital | 0.02% |
| Andrew R. Bonfield | Chief Financial Officer | 0.01% |
| Denise Johnson | Group President of Resource Industries | 0.01% |
| Anthony Fassino | Group President of Construction Industries Group | 0.01% |
| Joseph Creed | Group President of Energy & Transportation Segment | 0.01% |
| Kyle Epley | Officer | 0.00% |
| Cheryl Johnson | Chief Human Resources Officer | 0.00% |
| Debra Reed-Klages | Independent Director | 0.00% |
| Jason Kaiser | Senior Vice President | 0.00% |
Insider transactions most recent Form 4 filings
| Date | Name | Role | Type | Shares | Price |
|---|---|---|---|---|---|
| 2026-09-29 | David MacLennan | Independent Director | Other Derivative Acquisition | +28 | -- |
| 2026-09-29 | Lynn Good | Independent Director | Other Derivative Acquisition | +30 | -- |
| 2026-09-24 | Joseph Creed | Chairperson & CEO | Other Derivative Acquisition | +19 | -- |
| 2026-09-24 | Kyle Epley | Chief Financial Officer | Other Derivative Acquisition | +18 | -- |
| 2026-09-24 | Jason Kaiser | Group President | Other Derivative Acquisition | +11 | -- |
| 2026-08-27 | Joseph Creed | Chairperson & CEO | Derivative Exercise and Sale | -44,403 | $219.76–813.72 |
| 2026-08-25 | Joseph Creed | Chairperson & CEO | Other Derivative Acquisition | +19 | -- |
| 2026-08-25 | Kyle Epley | Chief Financial Officer | Other Derivative Acquisition | +18 | -- |
| 2026-08-25 | Jason Kaiser | Group President | Other Derivative Acquisition | +11 | -- |
| 2026-07-31 | Lynn Good | Independent Director | Initial Statement of Beneficial | 0 | -- |
| 2026-07-23 | Joseph Creed | Chairperson & CEO | Other Derivative Acquisition | +18 | -- |
| 2026-07-23 | Kyle Epley | Chief Financial Officer | Other Derivative Acquisition | +12 | -- |
| 2026-07-23 | Jason Kaiser | Group President | Other Derivative Acquisition | +10 | -- |
| 2026-06-29 | David MacLennan | Independent Director | Other Derivative Acquisition | +22 | -- |
| 2026-06-25 | Joseph Creed | Chairperson & CEO | Other Derivative Acquisition | +16 | -- |
| 2026-06-25 | Kyle Epley | Chief Financial Officer | Other Derivative Acquisition | +6 | -- |
| 2026-06-25 | Jason Kaiser | Group President | Other Derivative Acquisition | +5 | -- |
| 2026-06-09 | David MacLennan | Independent Director | Other Acquisition | +211 | -- |
| 2026-06-09 | Susan Schwab | Independent Director | Other Acquisition | +211 | -- |
| 2026-06-09 | Debra Reed-Klages | Lead Independent Director | Other Acquisition | +211 | -- |
Form 4 filings, most recent per company. "Other Derivative Acquisition" rows are mostly RSU/option vesting, not open-market buying - the Type column says which.
Quote time 2026-10-20 11:00:15 · For reference only, not investment advice and not tailored to your situation.
infrastructure spend and data center construction are both feeding demand for this one at the same time. cyclical name trading like it isn’t cyclical right now, worth watching the backlog closely.